Securities Compliance Management, Inc.

Key facts about Securities Compliance Management, Inc.

What they do

Securities Compliance Management, Inc. (operating as Master Compliance) is a leading provider of compliance management solutions to the financial services industry, with primary focus on broker-dealers and registered investment advisers. The company offers compliance consulting, software products, and implementation services to help firms establish and maintain effective compliance programs. (GPH-researched, last checked 2026-09-11)

Services

Broker-Dealer ComplianceRIA ComplianceAML AuditCRD AdministrationIARD AdministrationCompliance SoftwareCompliance Consulting

(GPH-researched, last checked 2026-09-11)

Where they serve

Listed location: Alpharetta, GA (GPH-researched)

Locations served: Alpharetta, GA · Birmingham, AL · Charlotte, NC · Chicago, IL · New York, NY (GPH-researched, last checked 2026-09-11)

Website

mastercompliance.com (GPH-researched)

Where this information comes from

Each fact on this page is labelled with how GetPracticeHelp knows it:

• GPH-researched: compiled by GetPracticeHelp from public sources such as the vendor website and listing data.
• Vendor-supplied: submitted by the vendor and approved by GetPracticeHelp before publication.
• GPH-verified: confirmed by a GetPracticeHelp check, with the date of that check.
• GPH conclusion: a GetPracticeHelp classification or computed assessment, not something a vendor can edit or buy.

Profile extraction: high confidence, sourced from vendor website.

Last checked

2026-09-11 (profile extraction 2026-09-11)