Core Compliance & Legal Services, Inc.
Key facts about Core Compliance & Legal Services, Inc.
- What they do
- Core Compliance & Legal Services, Inc. provides outsourced compliance solutions and regulatory support for investment advisers, investment companies, broker-dealers, and private fund managers. The firm offers services including outsourced Chief Compliance Officer roles, regulatory filings and registrations, compliance risk management, and training, with a team leveraging decades of combined regulatory experience. (GPH-researched, last checked 2026-09-11)
- Services
- Outsourced CCORegulatory Filings & RegistrationsCompliance Risk ManagementRIA Registration SupportAML ComplianceAdvertising & Marketing ComplianceTraining & Mentoring(GPH-researched, last checked 2026-09-11)
- Where they serve
- Listed location: San Diego, CA (GPH-researched)Locations served: San Diego, CA · Cedar Rapids, IA · Detroit, MI (GPH-researched, last checked 2026-09-11)
- Website
- Website responded to an automated GetPracticeHelp check (GPH-verified, last checked 2026-09-11)
- Where this information comes from
- Each fact on this page is labelled with how GetPracticeHelp knows it:
- GPH-researched: compiled by GetPracticeHelp from public sources such as the vendor website and listing data.
- Vendor-supplied: submitted by the vendor and approved by GetPracticeHelp before publication.
- GPH-verified: confirmed by a GetPracticeHelp check, with the date of that check.
- GPH conclusion: a GetPracticeHelp classification or computed assessment, not something a vendor can edit or buy.
Profile extraction: high confidence, sourced from vendor website. - Last checked
- 2026-09-11 (profile extraction 2026-09-11; website check 2026-09-11)
Practice Size Fit
Mid-size practices (legacy listing value, not extracted from public sources) (GPH conclusion)
About this profile data
Profile details on this page were extracted from public sources and scored automatically (high confidence, sourced from vendor website). Vendors can claim this listing to correct or expand it.
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